2Department of Chest Diseases, University of Health Sciences, Dr. Suat Seren Chest Diseases and Chest Surgery Training and Research Hospital, İzmir-Türkiye DOI : 10.5505/tjo.2024.4396
Summary
OBJECTIVEThe aim of this study was to investigate the effect of the application of a hand fan to the face on comfort level, dyspnea severity, and changes in physiological parameters in the management of dyspnea in patients with lung cancer.
METHODS
This study was conducted in a randomized controlled experimental design. 56 lung cancer patients were
randomly assigned to the intervention group (n:27) receiving fan therapy and the control group (n:29)
receiving routine therapy. The intervention group had a hand fan applied to the face for five minutes
twice a day for five days. The Cancer Dyspnea Scale, General Comfort Scale-Short Form, and Vital Signs
Monitoring Form were completed before and after the intervention.
RESULTS
There was no significant difference between the Cancer Dyspnea Scale and the General Comfort Scale-Short
Form scores of patients in the intervention and control groups before and after the application (p>0.05). The
intervention group had a significantly lower mean heart rate compared to the control group (p<0.05).
CONCLUSION
The study found that using a handheld fan for five minutes twice a day for five days did not affect the patients"
dyspnea or comfort level. However, it did result in a reduction in heart rate from physiological parameters.
Introduction
Dyspnea is a common symptom that causes a feeling of suffocation and fear of death in cancer patients. It may lead to physical and psychological problems in patients and may negatively affect activities of daily living and quality of life.[1-5]Especially in advanced cancer patients, the prognosis of dyspnea may worsen, and its prevalence may gradually increase. Although the prevalence of dyspnea varies between 50% and 70% in cancer patients, this rate increases to 90% in patients with lung cancer.[3,4] Pathologic changes that develop due to lung cancer contribute to impairment in respiratory functions and increase the severity of dyspnea. Psychological distress caused by dyspnea may lead to anxiety. Anxiety may lead to an increase in respiratory and heart rate and worsening of dyspnea prognosis.[4,5] However, due to the physical and psychosocial multidimensional nature of dyspnea, the relationship with these physiologic measurements alone may be weak. It has been reported to be strongly associated with psychological conditions such as increased anxiety and depression in cancer patients who experience dyspnea.[1,2,4-6]
It is recommended that non-pharmacologic approaches such as hand fan application, respiratory exercises, education, and pulmonary rehabilitation should be used primarily in the management of dyspnea.[5] Among these approaches, the application of air to the face with a hand fan may decrease the severity of dyspnea in patients by providing cooling and airflow in the nasal receptors. At the same time, as a method of distraction, it may contribute to the distraction of patients and decrease their perception of dyspnea. Evidence on the use of hand fan application in dyspnea management is insufficient due to insufficient power and sampling.[3,5-14] However, despite limited evidence from systematic reviews and metaanalysis studies, clinical guidelines support the use of hand fan application in dyspnea management, given that it has no potential harm.[5,9] It has been suggested that a hand fan can be used in the individual management of dyspnea as low-cost, simple, lightweight, portable, and non-stigmatizing equipment. However, clinical guidelines state that the duration of benefit should be further analyzed.[3,5,7]
There are a limited number of studies in the literature on dyspnea management in patients with lung cancer. In these studies, the effects of hand fan application on dyspnea severity, pulmonary functions, vital parameters, and quality of life are generally shown.[3] According to the study findings, it is reported that hand fan application provides relief by alleviating the severity of dyspnea in patients. However, literature findings reveal that the effect of hand fan application on the comfort level, defined as comfort in dyspnea management of patients with lung cancer, has not been objectively evaluated.[5-9] Dyspnea management in patients with lung cancer is extremely important in terms of increasing activity tolerance and fulfillment of activities of daily living. In this context, it is thought to be important to evaluate the effectiveness of hand fan application on the comfort level of patients in these patients.
In this study, we aimed to investigate the effect of the application of a hand fan to the face on comfort level, dyspnea severity, and changes in physiological parameters in the management of dyspnea in patients with lung cancer.
Methods
DesignThis study was conducted in a randomized controlled experimental design to determine the effect of air application to the face with a hand fan on the comfort level in the dyspnea management of lung cancer patients. The study was registered in the clinical trials database (Clinical Trial Number: NCT05887986).
Study Setting and Sampling
The study was conducted with lung cancer patients who
received inpatient treatment at a university thoracic diseases
and surgery training and research hospital in Türkiye
between December 2022 and February 2024. According
to the power analysis for the sample size of the
study, it was determined as a total of 54 patients, 27 for
each group, with a 95% confidence interval and 5% error.
Based on the studies conducted on dyspnea management
in patients with lung cancer, the average effect size was estimated
to be 1.01. To account for potential data loss, the
sample size in both groups was increased by 10%. However,
four patients were excluded from the study sample
(one participant withdrew from the study, two were ex,
and one participant was admitted to the intensive care
unit due to deterioration). According to the randomization
list (randomizer.org) prepared by the researcher, patients
who used hand fans constituted the intervention
group (n=27) and those who received only routine care
constituted the control group (n=29) (Fig. 1).
Fig. 1. Consort flow diagram for participants.
Individuals who were 18 years of age or older, diagnosed with lung cancer, had an mMRC dyspnea scale score ≥2, ECOG Performance Score ≥3, and volunteered to participate were included in the study. Patients who had a fever of 38.0°C or higher in the last 24 hours, were cognitively and verbally unable to communicate, had a diagnosis of psychiatric illness, underwent thoracentesis before the study, and had muscle disease were excluded.
Measurements
Individual Descriptive Information Form: This
form, which was prepared by the researchers by reviewing
the relevant literature, consists of 15 questions
related to socio-demographic characteristics (age, gender,
education level, etc.) and clinical characteristics
(lung cancer type, disease year, cancer stage, etc.) of
cancer patients.[3,13,14]
Medical Research Council Scale (mMRC): This scale, which was used to determine the severity of dyspnea in patients, was developed by Bestall et al.[15] in 1999. In Türkiye, it was recommended to be used by Güneş et al.[16] by comparing it with other dyspnea scales. The scale consists of five items based on various physical activities that cause dyspnea. In this scale, patients are asked to mark the level of activity that causes dyspnea in them. The rating is between 0-5, and an increase in the scale score indicates an increase in the severity of dyspnea.
Cancer Dyspnea Scale: It was developed by Tanaka et al.[17] to evaluate dyspnea. Turkish validation was performed by Bitek et al.[18] The scale contains 12 items and is evaluated on a five-point Likert scale. The scale has three dimensions: effort, anxiety, and discomfort. The total score obtained from the scale is 48. An increase in the total score obtained from the scale indicates an increase in dyspnea severity.[17,18]
Vital Signs Monitoring Form: With this form, data on respiratory rate, oxygen saturation value, and pulse rate were measured and recorded.
ECOG (Eastern Cooperative Oncology Group) Performance Scale: This scale, published in 1982, is used for performance evaluation in patients with cancer.[19] The score values that can be obtained vary between 0-4, with 0 indicating "good health status" and 4 indicating "death."
General Comfort Scale-Short Form: This scale was developed in 2006 by Kolcaba et al.[20,21] and a Turkish validity and reliability study was conducted by Çıtlık Sarıtaş et al.[22] The scale consists of 28 items and is evaluated on a 6-point Likert scale. The scale has three sub-dimensions: relief, ease, and transcendence. In the evaluation of the scale consisting of positive and negative items, negative items are reverse coded and summed. The total score obtained is divided by the number of scale items, and the average value is found. The lowest possible value of 1 indicates a low comfort level, and the highest value of 6 indicates a high comfort level.
Procedures
In the study, face-to-face interviews were conducted
with the patients in the experimental and control
groups before the application. The purpose and rationale
of the study were explained, and informed consent
was obtained from the participants. The Individual
Identifying Information Form, Medical Research
Council Scale (mMRC), Cancer Dyspnea Scale, ECOG
(Eastern Cooperative Oncology Group) Performance
Scale, General Comfort Scale Short Form, and Vital
Signs Monitoring Form were completed for the patients
in both groups. Patients in the control group received
routine care throughout the study period, and no intervention
was performed. In addition to routine care, the
intervention group received hand fan application for dyspnea management for five days. Vital signs of the
patients in the intervention group were measured and
recorded before and after hand fan application. The
Cancer Dyspnea Scale, General Comfort Scale Short
Form, and Vital Signs Follow-up Form were administered
to both groups after the study was completed.
Intervention
Patients in the intervention group were first given individual
training by the researcher on the use of the hand
fan. Then, for five days, a hand fan was regularly applied
to the face twice a day (before breakfast and dinner) for
five minutes from a distance of 15 cm, especially in the
2nd and 3rd trigeminal nerve areas.[10,23,24] A charged
hand fan with high current speed and four propellers
was used in the application. Patients were instructed to
apply the hand fan if they had an episode of dyspnea
and to apply oxygen on the physician"s order if dyspnea
persisted.
Data Analysis
Analysis of data obtained from the research was performed
using the Statistical Package for Social Sciences
26.0 (SPSS Statistics for Windows, Version 26.0, IBM
Corp. Armonk, NY). In the study, kurtosis and skewness
coefficients were analyzed to determine whether
the scale scores were normally distributed or not. The
kurtosis and skewness values between +1.5 and -1.5 are
considered sufficient for normal distribution.[25] Data
were analyzed using descriptive statistics (means, standard
deviations, frequencies, minimums, and maximums),
Paired Sample t-test, Independent Samples ttest,
Wilcoxon signed rank test, and Mann-Whitney U
test. In instances where the normality assumption was
satisfied, the Independent Sample t-test was employed
to assess the discrepancy between the mean values of
two independent groups, whereas the Paired Sample ttest
was utilized in the dependent group. In cases where
the assumption was not met, the Mann-Whitney U and
Wilcoxon Signed Ranks tests were applied. p<0.05 was
considered to be significant.
Ethical Consideration
The study was approved by the Non-Interventional
Clinical Research Ethics Committee at a university in
Türkiye (decision no: 2022/797). Before the research
began, potential participants received both verbal and
written descriptions of the procedures and were informed
of their right to withdraw from the study. The
study procedures were conducted in accordance with
the Declaration of Helsinki.
Results
The socio-demographic characteristics of the patients in the intervention and control groups were found to be homogeneously distributed (Table 1).Table 1 Socio-demographic and clinical characteristics of the patients (n=56)
Table 2 shows the pretest-posttest Cancer Dyspnea Scale and General Comfort Scale-Short Form score comparisons of the patients in the intervention and control groups. The statistical analysis revealed no significant difference between the Cancer Dyspnea Scale and General Comfort Scale-Short Form scores of patients in the intervention and control groups before and after the application of the hand fan and face fan (p>0.05) (Table 2).
Table 3 shows the intragroup and intergroup comparisons of vital sign mean values for patients in the intervention and control groups before and after the intervention. There was no significant difference between the pretest and posttest mean values of vital signs in the intervention and control groups (p>0.05). Upon analyzing the mean values of respiratory rate and oxygen saturation among the vital signs evaluated at the end of the intervention, no significant difference was found between the groups (p>0.05). In addition, the mean heart rate was significantly lower in the intervention group than in the control group (p<0.05).
Table 3 Comparison of pretest-posttest vital signs mean scores of the study groups
Discussion
Dyspnea is a common and distressing symptom experienced by patients with advanced cancer. Lung cancer is a frequent cause of dyspnea, observed in a significant proportion of affected patients.[10,26] The incidence of dyspnea increases as patients near death, and its relief is therefore crucial to enhance the quality of life in these patients. The management of dyspnea involves treating the underlying causes using a combination of pharmacological and non-pharmacological therapies. Fan therapy is often used to relieve dyspnea by blowing air toward the patient's face.[5,9,26] While many clinical guidelines recommend fan therapy, there is limited evidence to support its effectiveness.[7,8,27]Comfort is a desirable state of fulfillment, where an individual copes positively and effectively with difficulties. Increased patient comfort with therapeutic interventions can enhance hope and confidence, contributing to treatment, rehabilitation, and end-stage care processes.[28-31] Therefore, the universal goal of healthcare services should be to achieve the optimal level of patient comfort and maximize it to the highest possible levels. Studies have shown that nurses may struggle to identify and address patients" comfort needs, as well as determine effective interventions to improve comfort levels and report results.[29] Furthermore, there is a dearth of literature that documents the identification of effective and efficient interventions to improve patient comfort, their specific outcomes, and results.[32] A review of the literature revealed no research studies that have investigated the effect of fan application on the comfort level of lung cancer patients experiencing dyspnea. To the best of our knowledge, our study is the first of its kind in this regard and is therefore distinctive. This study evaluated the comfort level of patients before and after fan application. No significant difference was observed between the application group and the control group. Previous studies evaluating the effectiveness of fan application have frequently focused on terminal period patients or chronic cancer, pulmonary, and cardiac patients. These studies investigated the effects of the application on dyspnea level, physiological parameters, and exercise capacity during rest and exercise. [27,33,34] The absence of a comparable study in the literature limited the comparison of research findings.
The literature contains studies that evaluate the effectiveness of fan therapy in managing dyspnea in cancer patients. However, there are limited well-designed randomized controlled trials that assess the efficacy of fan therapy and increase the level of evidence on this subject.[7,8,27,33-36] In this study, it was found that hand-held fan therapy did not change dyspnea scores. Similar to the findings of this study, several studies in the literature have reported no significant alleviation of dyspnea with fan therapy.[7,12,33] However, limited direct evidence from some randomized controlled trials has shown effectiveness in improving dyspnea. A randomized controlled trial conducted in China found that fan therapy may be effective in alleviating dyspnea in patients with advanced cancer.[35] Similarly, Kako et al.[26] reported a decrease in dyspnea scores in terminally ill patients who underwent facial fan application in a parallel-arm, randomized controlled trial. Kocatepe et al.[3] investigated the long-term effects of fan therapy applied to the face for 5 minutes in patients with lung cancer. At the end of the application, they found a significant decrease in dyspnea scores compared to other days.[3] Similarly, in their study, Puspawati et al.[36] found that hand-held fans reduced dyspnea and respiratory frequency in nonhypoxaemic lung cancer patients. A meta-analysis evaluating the effect of fan therapy on dyspnea management in adults reported that fan therapy effectively alleviated dyspnea despite limited direct evidence.[7] This study evaluates the long-term results of fan use in managing dyspnea in lung cancer patients. Previous studies have focused on the severity of dyspnea, using unidimensional measurement tools. However, to reveal the effect of dyspnea on activities of daily living, multidimensional dyspnea scales are necessary. In this study, a multidimensional dyspnea measurement tool was used to objectively evaluate dyspnea, as unidimensional scales were found to be inadequate.
Fan therapy has been suggested as a method to reduce dyspnea by activating dyspnea-related brain areas, such as the insular cortex, anterior cingulate cortex, and amygdala through trigeminal stimulation. However, it does not improve breathing patterns or other physiological outcomes.[37] The study found no significant difference in oxygen saturation and respiratory rate values between the intervention and control groups after hand-held fan application, consistent with previous literature.[26,35,37] Previous studies have reported conflicting results regarding the impact of fan application on physiological parameters. Kako et al.[26] and Wong et al.[35] reported no significant difference in oxygen saturation and respiratory rate values with fan application, while Kocatepe et al.,[3] Ting et al.,[38] and Puspawati et al.[36] reported improved respiratory parameters. This study observed a notable alteration in physiological parameters, specifically in heart rate. A substantial decline in heart rate was evident in the intervention group following the intervention, compared to the control group. It was postulated that this reduction could be attributed to the placebo effect of fan therapy. A study with comparable findings reported a significant decrease in heart rate in the intervention group following the intervention compared to the control group.[3]
Limitations
This study has some limitations. Firstly, it was conducted
with lung cancer patients in a single center. Secondly,
in contrast to previous studies, our investigation
of the long-term impact of fan application may have
influenced the outcome of our findings.
Conclusion
It was determined that fan application did not improve dyspnea and had no effect on the comfort level in dyspnea management of patients with lung cancer. However, it has been found that the application of a fan can decrease heart rate among physiological parameters. Further evidence-based, well-designed, randomized controlled trials are needed to evaluate the long-term effects of fan application in dyspnea management for lung cancer patients.Ethics Committee Approval: The study was approved by the İzmir Bakırçay University Non-Interventional Clinical Research Ethics Committee (no: 2022/797, date: 30/11/2022).
Authorship contributions: Concept - A.Ç., D.Ç.; Design - A.Ç., D.Ç., S.G., B.K.; Supervision - A.Ç.; Materials - S.G., B.K.; Data collection and/or processing - S.G., B.K.; Data analysis and/or interpretation - A.Ç.; Literature search - A.Ç., D.Ç.; Writing - A.Ç., D.Ç.; Critical review - A.Ç., D.Ç., S.G., B.K.
Conflict of Interest: All authors declared no conflict of interest.
Use of AI for Writing Assistance: No AI technologies utilized.
Financial Support: None declared.
Peer-review: Externally peer-reviewed.
References
1) Crombeen AM, Lilly EJ. Management of dyspnea in
palliative care. Curr Oncol 2020;27(3):142-5.
2) Xu Z, Li P, Zhang C, Ma D. Effect of heated humidified
high-flow nasal cannula (HFNC) oxygen therapy
in dyspnea patients with advanced cancer, a randomized
controlled clinical trial. Support Care Cancer
2022;30(11):9093-100.
3) Kocatepe V, Can G, Oruç Ö. Lung cancer-related dyspnea:
The effects of a handheld fan on management of
symptoms. Clin J Oncol Nurs 2021;25(6):655-61.
4) Baker Rogers J, Modi P, Minteer JF. Dyspnea in palliative
care. In: StatPearls. Treasure Island (FL): StatPearls
Publishing; 2024.
5) Hui D, Maddocks M, Johnson MJ, Ekström M, Simon
ST, Ogliari AC, et al; ESMO Guidelines Committee.
Electronic address: Clinicalguidelines@esmo.org.
Management of breathlessness in patients with cancer:
ESMO Clinical Practice Guidelines†. ESMO Open
2020;5(6):e001038.
6) Lovell N, Etkind SN, Bajwah S, Maddocks M, Higginson
IJ. Control and context are central for people with
advanced ıllness experiencing breathlessness: A systematic review and thematic synthesis. J Pain Symptom
Manage 2019;57(1):140-55.e2.
7) Qian Y, Wu Y, Rozman de Moraes A, Yi X, Geng Y, Dibaj
S, et al. Fan therapy for the treatment of dyspnea in
adults: A systematic review. J Pain Symptom Manage
2019;58(3):481-6.
8) Kako J, Kobayashi M, Oosono Y, Kajiwara K, Miyashita
M. Immediate effect of fan therapy in terminal cancer
with dyspnea at rest: A meta-analysis. Am J Hosp
Palliat Care 2020;37(4):294-9.
9) NCCN Clinical Practice Guidelines in Oncology.
Palliative care (Version 1.2024). 2024. Available at:
https://www.nccn.org/professionals/physician_gls/
pdf/palliative.pdf. Accessed Sept 12, 2024.
10) Parshall MB, Schwartzstein RM, Adams L, Banzett RB,
Manning HL, Bourbeau J, et al; American Thoracic
Society Committee on Dyspnea. An official American
Thoracic Society statement: Update on the mechanisms,
assessment, and management of dyspnea. Am
J Respir Crit Care Med 2012;185(4):435-52.
11) Ford DW, Koch KA, Ray DE, Selecky PA. Palliative
and end-of-life care in lung cancer: Diagnosis and
management of lung cancer, 3rd ed: American College
of Chest Physicians evidence-based clinical practice
guidelines. Chest 2013;143(Suppl 5):e498S-512S.
12) Oncology Nursing Society. Dyspnea. Available at:
https://www.ons.org/pep/dyspnea. Accessed Sept 12,
2024.
13) Swan F, Booth S. The role of airflow for the relief of
chronic refractory breathlessness. Curr Opin Support
Palliat Care 2015;9(3):206-11.
14) Bausewein C, Booth S, Gysels M, Kühnbach R, Higginson
IJ. Effectiveness of a hand-held fan for breathlessness:
A randomised phase II trial. BMC Palliat
Care 2010;9:22.
15) Bestall JC, Paul EA, Garrod R, Garnham R, Jones PW,
Wedzicha JA. Usefulness of the Medical Research
Council (MRC) dyspnoea scale as a measure of disability
in patients with chronic obstructive pulmonary
disease. Thorax 1999;54(7):581-6.
16) Güneş ÜY, Kara D, Erbağcı A. Comparison of the different
dyspnea scales in patients with complaints of
dyspnea. J Dokuz Eylul Univ Nurs Fac 2012; 5(2):65-71.
17) Tanaka K, Akechi T, Okuyama T, Nishiwaki Y, Uchitomi
Y. Development and validation of the Cancer
Dyspnoea Scale: A multidimensional, brief, self-rating
scale. Br J Cancer 2000;82(4):800-5.
18) Bitek DE, Tokem Y. Investigating the validity and reliability
of Cancer Dyspnea Scale in Turkish cancer
patients. J Izmir Katip Celebi Univ Fac Health Sci [Article
in Turkish] 2021;6(1):155-62
19) Oken MM, Creech RH, Tormey DC, Horton J, Davis
TE, McFadden ET, et al. Toxicity and response criteria
of the Eastern Cooperative Oncology Group. Am J
Clin Oncol 1982;5(6):649-55.
20) Kolcaba K, Tilton C, Drouin C. Comfort Theory: A
unifying framework to enhance the practice environment.
J Nurs Adm 2006;36(11):538-44.
21) Kolcaba K, Schirm V, Steiner R. Effects of hand massage
on comfort of nursing home residents. Geriatr
Nurs 2006;27(2):85-91.
22) Çıtlık Sarıtaş S, Çevik S, Özden G. Validity and reliability
study of the Turkish Version of the Short General
Comfort Questionnaire. Turk J Diabetes Nurs
[Article in Turkish] 2018;10(2);16-23.
23) Morélot-Panzini C. Fooling the brain to alleviate dyspnoea.
Eur Respir J 2017;50(2):1701383.
24) Booth S. Science supporting the art of medicine: Improving
the management of breathlessness. Palliat
Med 2013;27(6):483-5.
25) Tabachnick BG, Fidell LS. Using multivariate statistics.
Boston: Pearson; 2013.
26) Kako J, Morita T, Yamaguchi T, Kobayashi M, Sekimoto
A, Kinoshita H, et al. Fan therapy is effective in relieving
dyspnea in patients with terminally ill cancer:
A parallel-arm, randomized controlled trial. J Pain
Symptom Manage 2018;56(4):493-500.
27) Sato T, Taito S, Nakashima Y, Sakai K, Kako J. Safety
and feasibility of fan therapy for dyspnea: A scoping
review. Cureus 2023;15(8):e43668.
28) Kolcaba K. Comfort theory and practice: A vision for
holistic health care and research. New York: Springer;
2003.
29) Pinto S, Caldeira S, Martins JC, Rodgers B. Evolutionary
analysis of the concept of comfort. Holist Nurs
Pract 2017;31(4):243-52.
30) Wensley C, Botti M, McKillop A, Merry AF. A framework
of comfort for practice: An integrative review
identifying the multiple influences on patients" experience
of comfort in healthcare settings. Int J Qual
Health Care 2017;29(2):151-62.
31) Lin Y, Zhou Y, Chen C. Interventions and practices
using Comfort Theory of Kolcaba to promote adults"
comfort: An evidence and gap map protocol of international
effectiveness studies. Syst Rev 2023;12(1):33.
32) Nuraini T, Gayatri D, Rachmawati İ. Comfort assessment
of cancer patient in palliative care: A nursing
perspective. Int J Caring Sci 2017;10(1):209-15.
33) O"Driscoll BR, Neill J, Pulakal S, Turkington PM. A
crossover study of short burst oxygen therapy (SBOT)
for the relief of exercise-induced breathlessness in severe
COPD. BMC Pulm Med 2011;11:23.
34) Marchetti N, Lammi MR, Travaline JM, Ciccolella D,
Civic B, Criner GJ. Air current applied to the face improves
exercise performance in patients with COPD.
Lung 2015;193(5):725-31.
35) Wong SL, Leong SM, Chan CM, Kan SP, Cheng HW. The effect of using an electric fan on dyspnea in Chinese
patients with terminal cancer. Am J Hosp Palliat
Care 2017;34(1):42-6.
36) Puspawati NLPD, Sitorus R, Herawati T. Hand-held
fan airflow stimulation relieves dyspnea in lung cancer
patients. Asia Pac J Oncol Nurs 2017;4(2):162-7.